Resources/Root-cause language worksheet

Prep & worksheets

Root-cause language worksheet

Rewrite the weak lines. Then open the sample answer. This is practice for your eye — not a screen of a real record, and not proof the science is right.

Worksheet · not a document review · All resources

Pairs with the circular root causes guide and the quality-event criterion Root-cause adequacy.

Smell test (keep this short)

Rewrite drills

Type a better root cause (and a matching CA if you want). Your text stays in the browser only.

Drill 01

Given: “Root cause: Operator error. CA: Operator retrained on SOP-114.”

Sample rewrite

Root cause: Changeover checklist did not require a second person to verify the product-code field; wrong WIP was staged against an incomplete clearance.
CA: Add independent verification step to the checklist; hold similar changeovers until the revision is effective and trained.

Drill 02

Given: “Root cause: Procedure not followed. CA: Read and understand issued.”

Sample rewrite

Root cause: SOP allowed two acceptable sample pull times without a decision rule; operators chose the later window under throughput pressure, which the investigation found was outside process validation assumptions.
CA: Clarify the single allowed window in the SOP; add a line-clearance question that forces the validated window; assess other lots in the same window.

Drill 03

Given: “Root cause: Equipment failure. CA: Part replaced.”

Sample rewrite

Root cause: Preventive maintenance interval for seal kit X was extended without a documented risk assessment; seal wear progressed to failure during batch Y.
CA: Restore the PM interval with engineering justification; inspect sister equipment on the extended interval; document impact on open batches.

Drill 04

Given: “Root cause: Human error during data entry. CA: Staff reminded to be careful.”

Sample rewrite

Root cause: Result transcription required re-keying from the instrument printout into the LIMS with no field check; unit-of-measure fields were adjacent and unlabeled on the paper form.
CA: Redesign the form / add dual entry or electronic capture; short-term: second-person verification of UOM for assays of this type.

Still judgment. A sharper sentence is not automatically a true cause. Evidence, scope, and impact stay with the reviewer.